Page 29 - 期货和衍生品行业监管动态（2023年4月）

期货和衍生品行业监管动态

实时报告｜CFTC

数据记录｜CFTC

CFTC Staff Announces Revisions to Part 43 Block and Cap Sizes (2023/4/19)

The Commodity Futures Trading Commission staff today announced it published

revised post-initial appropriate minimum block sizes determined under Regulation

43.6(g) and revised post-initial cap sizes determined under Regulation 43.4(h).

CFTC staff first published post-initial appropriate minimum block sizes and post-

initial cap sizes in February 2020, contemporaneous with the CFTC’s proposal to

amend its real-time public reporting requirements in Part 43 of the CFTC’s regulations

[Real-Time Reporting link below]. The CFTC published its final rule to amend the real-

time public reporting requirements, which included amendments relating to post-initial

block and cap sizes, in November 2020.

CFTC staff issued CFTC Staff Letter 22-03 on January 31, 2022, which provided

a no-action position for the November 2020 block and cap amendments until December

4, 2023. The revised post-initial block and cap sizes published today go into effect

December 4, 2023.

The revised post-initial block and cap sizes, as well as other swap reporting rules,

forms, and requirements, are on the CFTC’s website.

Real-Time Reporting | CFTC

Data Recordkeeping | CFTC

https://www.cftc.gov/PressRoom/PressReleases/8691-23

7. 美国商品期货交易委员会同意 RTX Fintech & Research LLC 注册为互换交易

设施 （2023 年 4 月 21 日）

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