Page 444 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

dissemination requirements under Parts 43 and 45 of the CFTC’s regulations. The
Technical Specification includes the definitions, formats, and allowable values for

data elements that are to be reported to swap data repositories (SDRs).

The limited modifications in Version 3.1 of the CFTC Technical Specification:

 Provide clarity to market participants with respect to compliance

obligations;

 Ensure that SDRs do not erroneously reject swap data submissions due

to the validations currently in the Technical Specification;

 Align reporting requirements with international standards developed by

the CFTC and other global regulators; and

 Enable market participants to build compliant systems that can withstand
changing market conditions.

The modifications address 14 data elements for several swap data reporting

topics including: clearing, counterparty identification, price, valuation, collateral and

margin, and transaction-related data fields. Publishing these modifications is a

proactive effort to provide timely, transparent, and useful form and manner

instructions to reporting counterparties and the SDRs as they continue to implement

the swap data reporting rules by December 5, 2022.

https://www.cftc.gov/PressRoom/PressReleases/8584-22

6. 美国商品期货交易委员会工作人员向中国台湾期货交易所签发不行动函

（2022 年 9 月 19 日）

美国商品期货交易委员会（CFTC）清算与风险部（DCR）宣布其已向中国

台湾期货交易所（TAIFEX）签发一份附有时间限制的不行动函。

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