Page 436 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

此外，CFTC 还在为期 30 日的公开征求意见期内就与国会控制合约有关的

具体问题征求公众意见。公开征求意见期将在 2022 年 9 月 25 日结束。

CFTC 将在 2022 年 10 月 28 日前或在实际可行的情况下尽快完成审查工作

并发布关于该事项的行政令，同时确保有充足的时间发布公告和向市场征求意见，

并完成对公众反馈意见的审查工作。

CFTC Announces Review and Public Comment Period of KalshiEx Proposed

Congressional Control Contracts Under CFTC Regulation 40.11 (2022/8/26)

The Commodity Futures Trading Commission today announced the beginning of

a review of KalshiEX, LLC’s (KalshiEx) proposed contracts on which political party

will be in control of each chamber of the U.S. Congress (Congressional Control
Contracts) under CFTC Regulation 40.11(c). KalshiEX, a designated contract market,

voluntarily submitted the Congressional Control Contracts for CFTC review.

As described in the submission, the contracts are cash-settled, binary contracts

based on the question: “Will <party> be in control of the <chamber of Congress>?”

and settle based on the party affiliation of the Speaker of the U.S. House of

Representatives or the President Pro Tempore of the U.S. Senate.

The CFTC has determined the Congressional Control Contracts may involve,

relate to, or reference an activity enumerated in CFTC Regulation 40.11(a) and

section 5c(c)(5)(C) of the Commodity Exchange Act and will therefore commence a

review pursuant to CFTC Regulation 40.11(c).

The CFTC also seeks public comment on specific questions related to the

Congressional Control Contracts during a 30-day public comment period. The 30-day

public comment period ends on September 25, 2022.

The Commission will endeavor to complete its review and issue an order with

respect to this matter by October 28, 2022 or as expeditiously as is practicable while

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