Page 56 - 期货和衍生品行业监管动态（2023年10月刊）

期货和衍生品行业监管动态

ESMA 的建议旨在确保向第一层级第三国中央对手方收取的年费更加合理，

并准确反映所有第一层级第三国中央对手方在规模和活动方面的差异。

下一步行动

公开征求意见截止至 2023 年 11 月 10 日。请使用 ESMA 网站上的表格提交

回复。收到的反馈意见将纳入 ESMA 就修改向第三国中央对手方收费的授权条

例向欧盟委员会提供的技术建议中。

ESMA Consults on Possible Changes to Annual Fees for Tier 1 Third Country

Central Counterparties (2023/10/12)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, today launches a public consultation on the revision

of the Delegated Regulation regarding fees charged to Tier 1 third country central

counterparties (CCPs) under the European Market Infrastructure Regulation (EMIR).

The aim of this consultation is to gather stakeholders’ views on the appropriateness
and on the likely impact of the following proposals:

1. Allocation of the annual fees among all recognized Tier 1 CCPs via a weighting

factor which depends on their global turnover.

2. Introduction of a basic minimum annual fee of EUR 50,000 per Tier 1 TC-CCP,

and a maximum annual fee of EUR 250,000.

3. Introduction of an incentive scheme for Tier 1 TC-CCPs failing to submit annual

audited turnover figures.

ESMA’s proposals aim to ensure that the annual fees charged to Tier 1 third

country central counterparties (TC-CCPs) are more proportionate and accurately reflect

the differences in size and activity across all Tier 1 TC-CCPs.

Next steps

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