Page 59 - 期货和衍生品行业监管动态（2023年10月刊）

期货和衍生品行业监管动态

下一步

ESMA 将于 2024 年进行第二次年度评估。

ESMA Conducts First Annual Assessment of Data Reporting Service Providers’

Relevance for EU Financial Markets (2023/10/19)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, has performed the first annual assessment based on

data collected in 2022. Through the assessment ESMA has established that two Data

Reporting Service Providers (DRSPs) have exceeded the derogation thresholds.

The concerned DRSPs would fall under ESMA’s direct supervision from 1 June

2025 if they exceed the defined thresholds again next year. Until then, they will

continue to be supervised by their respective National Competent Authorities (NCAs)

in 2024.

ESMA is mandated to conduct an annual assessment of the relevance of Approved
Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs) for

the European Union (EU) market. The specific criteria for identifying DRSPs eligible

for derogation and, consequently, under the supervision of the NCAs, are detailed in

the Delegated Act (DA).

Next steps

ESMA will conduct its second annual assessment in 2024.

https://www.esma.europa.eu/press-news/esma-news/esma-conducts-first-annual-

assessment-data-reporting-service-providers

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