Page 51 - 期货和衍生品行业监管动态（2023年10月刊）
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期货和衍生品行业监管动态
No. 22-03 regarding the compliance dates for certain amendments, adopted in
November 2020, to the CFTC’s swap data reporting rules concerning block trades and
post-initial cap sizes.
The letter states DMO will not recommend the CFTC take an enforcement action
against an entity for failure to comply with the block and cap amendments before July
1, 2024, provided the entity complies with the CFTC’s block trade and cap size
requirements that were in effect on January 1, 2021.
https://www.cftc.gov/PressRoom/PressReleases/8809-23
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