Page 46 - 期货和衍生品行业监管动态（2023年10月刊）

期货和衍生品行业监管动态

13. 美国与英国当局关于中央对手方处置事项的首席官员会议联合声明（2023 年

10 月 17 日）

来自美国证券交易委员会、联邦存款保险公司、美国商品期货交易委员会、

联邦储备委员会和英国央行的高级官员召开了一场综合会议，讨论了与中央对手

方（CCP）处置有关的问题。自 2017 年以来，各方约定定期举行一系列此类高

层会议，旨在就中央对手方处置交换意见，并审查各机构之间开展的联合工作计

划进展情况，本次会议即属于其中之一。

此次会议为审查各机构近期开展的联合工作提供了机会，特别是支持美国和

英国中央对手方处置规划的信息共享和沟通安排事项。高级官员们还确认了未来

工作的优先事项，包括继续共享分析结果以及讨论有关中央对手方处置的政策制

定事项。

Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding

Central Counterparty Resolution (2023/10/17)

Senior officials from the Securities and Exchange Commission, Federal Deposit

Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve

Board, and Bank of England convened a hybrid meeting today to discuss certain issues

relating to the resolution of a central counterparty (CCP). This meeting was one of a

regular series of senior-level meetings held since 2017 to share views on CCP resolution

and review the progress of an ongoing program of joint work among the agencies.

Today’s meeting was an opportunity to review recent joint work undertaken by the

agencies, in particular the information sharing and communications arrangements to

support resolution planning for U.S. and UK CCPs. Senior officials also confirmed

priorities for future work, which will include continuing to share analyses and

discussing policy formulation in relation to CCP resolution.

https://www.sec.gov/news/press-release/2023-224

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