Page 51 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

Red flag indicators should be considered in context. What may appear innocent
in isolation may be indicative of sanctions evasion when considered alongside other

red flag indicators or contextual information.

Regulatory authorities

 The Office of Financial Sanctions Implementation (OFSI), part of HM

Treasury, ensures financial sanctions are properly understood, enforced and

implemented in the UK.

 The FCA is the anti-money laundering and counter-terrorist financing

supervisor for cryptoasset businesses and other financial institutions in the UK. It

is also the conduct regulator for financial institutions which carry out activities

within scope of the Regulated Activities Order. If a person you are dealing with,

directly or indirectly, is a designated person; if you hold any frozen assets; or if

knowledge or suspicion of these come to you while conducting your business,
you must also notify the FCA.

 The Bank of England prudentially regulates and supervises financial

services firms through the PRA. The PRA is responsible for the prudential

regulation and supervision of banks, building societies, credit unions, insurers and

major investment firms.

https://www.fca.org.uk/news/statements/uk-financial-regulatory-authorities-sanctions-

cryptoasset-sector

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