Page 310 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

headquartered in The Woodlands, Texas and an affiliate of AEGIS CTA, LLC, a
commodity trading advisor.

The CFTC issued the order under Section 5h of the Commodity Exchange Act

(CEA) and CFTC Regulation 37.3(b). After review of AEGIS SEF’s application and

associated exhibits, the CFTC determined AEGIS SEF demonstrated its ability to

comply with the CEA provisions and CFTC regulations applicable to SEFs.

The terms and conditions of the order require, among other things, that AEGIS

SEF comply with all provisions of the CEA and the CFTC’s regulations applicable to

SEFs.

With the addition of AEGIS SEF, there will be 20 SEFs registered with the

CFTC.

https://www.cftc.gov/PressRoom/PressReleases/8560-22

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