Page 44 - 期货和衍生品行业监管动态（2024年2月）
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期货和衍生品行业监管动态
The regulator has highlighted its concern at the rise of influencers promoting
financial products, including credit and investments on social media which often
targets younger age groups.
Lucy Castledine, Director of Consumer Investments at the FCA, said:
‘People need clear, fair and accurate information to base their financial decisions
on. We will continue to intervene and take action when we identify firms not meeting
our minimum standards. ’
As of 7 February 2024, authorised firms need permission from the FCA if they
want to approve promotions for unregulated persons. This makes sure firms approving
financial promotions have the required competence and expertise for the promotions
being offered.
This is underpinned by the Consumer Duty which came into force in July 2023.
The Consumer Duty requires firms to demonstrate that they are providing consumers
with information which helps them to make effective and informed decisions about
financial products and services.
Notes to editors
● 10,008 financial promotions withdrawn or amended during 2023 – an
increase of 16.6% compared to 2022.
● Financial promotions data 2023
● Financial promotions quarterly data 2023 Q4
● ‘Finfluencers’ are financial influencers who use social media and other online
platforms to share or promote financial advice, tips, and related content with
their audiences.
● Crypto Financial Promotions Policy Statement, June 2023.
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