Page 41 - 期货和衍生品行业监管动态(2024年2月)
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期货和衍生品行业监管动态




                        ESMA expects NCAs not to prioritise supervisory actions towards investment

                   firms relating to the periodic RTS 28 reporting obligation, from 13 February 2024

                   until the forthcoming transposition into national legislation in all Member States of

                   the MiFID II review.


                        Under the reviewed MiFID II/MiFIR framework, investment firms are no longer

                   required to annually report detailed information on trading venues and execution

                   quality through RTS 28 reports, and the statement published today will promote

                   coordinated action by National Competent Authorities (NCAs) under MiFID II.


                   https://www.esma.europa.eu/press-news/esma-news/esma-clarifies-certain-best-execu

                   tion-reporting-requirements-under-mifid-ii

























































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