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期货和衍生品行业监管动态
offshore hub for RMB businesses and risk management, as well as supporting
national development and safeguarding financial security.”
Ms Julia Leung, the SFC’s Chief Executive Officer, said: “The Commission
would be on a stronger footing to keep investors out of harm’s way and bring
wrongdoers to justice when financial crimes nowadays come in any shape and form,
as well as to bring the full range of resources and tools at its disposal to achieve
positive regulatory outcomes.”
“At the same time, the public and stakeholders would better understand the
SFC’s regulatory objectives and policies at a time when clarity and certainty are
valued in a fast-changing global environment,” she added.
The SFC’s Strategic Priorities for 2024-2026 is now available on the SFC
website.
https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?
refNo=24PR8
18. 香港证券及期货事务监察委员会致持牌法人的通函:参与跨境理财通试点计
划(2024 年 1 月 24 日)
中国人民银行公布了有关优化粤港澳大湾区跨境理财通试点计划(跨境理财
通)中经修订的《粤港澳大湾区“跨境理财通”业务试点实施细则》。这些优化
措施包括允许合格持牌法人参与跨境理财通,扩大合格投资产品范围,以及厘清
宣传和销售安排。经修订的《实施细则》将于 2024 年 2 月 26 日生效。
就此,香港证券及期货事务监察委员会(SFC)在与相关监管机构商讨及经
非正式咨询业界后,向有意参与跨境理财通南向通(见附件 1)和北向通(见附
件 2)的持牌法人发出指引及《常见问题》(见附件 3)。有关指引涵盖(其中包
括)以下范围:
50