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期货和衍生品行业监管动态

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Circular to Licensed Corporations: Participation in Cross-Boundary Wealth

Management Connect Pilot Scheme (2024/1/24)

The People’s Bank of China published today its revised Implementation

Arrangements for the Cross-boundary WMC Pilot Scheme in the GBA

(Implementation Rules) (《粵港澳大灣區“跨境理財通”業務試點實施細則》) to

enhance the Cross-Boundary Wealth Management Connect Pilot Scheme in the

Guangdong-Hong Kong-Macao Greater Bay Area (Cross-Boundary WMC). These

enhancements include allowing eligible licensed corporations (LCs) to participate in

the Cross-Boundary WMC, expanding the eligible investment product scope and

clarifying the promotion and sales arrangements. The revised Implementation Rules

will come into effect on 26 February 2024.

In this connection, the Securities and Futures Commission (SFC), upon

discussion with the relevant regulatory authorities and soft consultation with the

industry, has issued a set of guidance for LCs which wish to participate in the

Southbound Scheme (see Annex 1) and Northbound Scheme (see Annex 2) of the
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Cross-Boundary WMC, as well as the Frequently Asked Questions (see Annex 3). The

guidance covers, amongst others, the following aspects:

● eligible criteria for participating LCs;

● eligible criteria for investors;

● scope of eligible investment products;

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