Page 68 - 期货和衍生品行业监管动态（2024年1月）
P. 68
期货和衍生品行业监管动态
排类似，持牌法人在提供跨境理财通服务时，应与一家或多家合格内地券商建立
合作安排。
SFC 行政总裁 Julia Leung 女士表示：“这些优化措施是拓展跨境理财通的一
个重要里程碑，将深化和扩大香港在大湾区内的金融合作。尤其是合格券商的参
与，不仅为业界开启新机遇，还拓宽跨境理财通至新客户群。”
SFC 将与业界保持紧密联系，以确保跨境理财通顺利落实，并适时作出进一
步优化。
注：
1. 内地有关部门及金融监管机构在 2023 年 12 月 1 日发出关于《粤港澳大湾
区“跨境理财通”业务试点实施细则（修订稿征求意见稿）》公开征求意见
的通知，并在完成有关咨询后公布经修订的《实施细则》。
SFC Issues Guidance to Eligible Licensed Corporations on Participation in
Wealth Management Connect Scheme (2024/1/24)
The Securities and Futures Commission (SFC) issued a circular today setting out
the eligibility criteria and guidance for licensed corporations (LCs) to participate in
the Cross-boundary Wealth Management Connect Pilot Scheme (WMC Scheme) in
the Guangdong-Hong Kong-Macao Greater Bay Area (GBA).
Eligible brokers’ participation in the WMC Scheme was made possible by the
revised Implementation Arrangements published also today by the People’s Bank of
China for the Cross-boundary WMC Pilot Scheme in the GBA (Implementation Rules)
(《粵 港澳 大 灣 區 “ 跨 境 理 財 通 ” 業 務 試 點 實 施 細 則 》) . The other revised
arrangements cover increasing the individual investment quota to RMB 3 million;
expanding the product scope to include, amongst others, funds with higher risk ratings;
and enhancing the promotion and sales arrangements. The revised Implementation
Rules will take effect on 26 February 2024 (Note 1).
55
