Page 68 - 期货和衍生品行业监管动态（2023年11月刊）

期货和衍生品行业监管动态

on the Strengthening of Standardization in the Securities and Futures Industry

(“Guiding Opinions”). The Guiding Opinions, which include the guiding ideology,

main objectives, major tasks, and safeguard measures, issue a comprehensive directive

of the development of standardization in the securities and futures industry, and are an

important guiding document for the standardization work of the capital market.

http://www.csrc.gov.cn/csrc/c100028/c7442805/content.shtml

4. 中国人民银行、国家外汇管理局关于《境外机构投资者境内证券期货投资资

金管理规定（征求意见稿）》公开征求意见的通知（2023 年 11 月 10 日）

为扎实推进高水平对外开放，进一步深化合格境外机构投资者（QFII/RQFII）

外汇管理改革，提升 QFII/RQFII 投资中国资本市场的便利化水平，逐步构建简

明统一的证券投资在岸开放渠道资金管理规则，中国人民银行、国家外汇管理局

对《境外机构投资者境内证券期货投资资金管理规定》（中国人民银行 国家外

汇管理局公告〔2020〕第 2 号）进行了修订，形成《境外机构投资者境内证券期

货投资资金管理规定（征求意见稿）》

Notice of the People’s Bank of China and the State Administration of Foreign

Exchange on the Public Consultation on the Regulations on Funds of Securities

and Futures Investment by Foreign Institutional Investors (Draft for Comment)

(2023/11/10)

In order to solidly promote a high level of opening up to the outside world, further

deepen the reform of the foreign exchange management of Qualified Foreign

Institutional Investors (QFII/RQFII), enhance the facilitation level of QFII/RQFII

investment in China’s capital market, and gradually build up concise and unified rules

on the management of funds for onshore open channels of securities investment, The

People’s Bank of China and the State Administration of Foreign Exchange have revised

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