Page 25 - 期货和衍生品行业监管动态（2023年7月刊）
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期货和衍生品行业监管动态
intended for the bitcoin to be delivered to the investors and failed to return the investors’
funds as promised when no bitcoin was delivered.
The CFTC cautions that orders requiring repayment of funds to victims may not
result in the recovery of any money lost because the wrongdoers may not have sufficient
funds or assets. The CFTC will continue to fight vigorously for the protection of
customers and to ensure the wrongdoers are held accountable.
Related Criminal Action
In a related criminal action, U.S. District Judge Lewis Kaplan of the U.S. District
Court for the Southern District of New York accepted guilty a plea from Reichenthal,
on February 11, 2022, and Levine on November 9, 2022. [See United States v. Levine
and Reichenthal, No. 20 Cr. 578.] The court sentenced Reichenthal and Levine on
November 28, 2022 and March 21, 2023, respectively. The court sentenced Levine to
70 months in prison and Reichenthal to time served, and forfeiture commensurate with
the amount of restitution in the CFTC’s orders.
https://www.cftc.gov/PressRoom/PressReleases/8743-23
6. 美国商品期货交易委员会指控未注册的密歇根商品基金管理人及其总裁从
事涉及 1300 万美元的欺诈行为（2023 年 7 月 6 日）
美国商品期货交易委员会（CFTC）在美国密歇根东区地方法院对 Dwight A.
Foster（Foster）及其公司 K.E.L. Enterprises, Inc.（KEL），提起民事执法诉讼，
二者均位于密歇根地区的西布鲁姆菲尔德。诉状指控 Foster 和 KEL 存有欺诈行
为以及违反注册及账簿记录保存规定的行为，上述行为与一项数百万美元的欺诈
计划相关，该计划从美国客户处募集了约 1320 万美元。
在对 Foster 和 KEL 的持续诉讼中，CFTC 要求其对所有受骗者进行全额赔
偿，没收违法所得，并处以民事罚款。
案件背景
11
