Page 617 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

 NSE IFSC Clearing Corporation Ltd (NICCL), supervised by the IFSCA.

After conducting its assessment, ESMA established that not all of the cumulative

conditions under EMIR for the recognition of these six TC-CCPs are met, as no

cooperation arrangements (compliant with Article 25(7) of EMIR) have been

concluded between ESMA and each of the relevant Indian authorities, i.e. RBI, SEBI

and IFSCA. Therefore, the condition under point (c) of Article 25(2) of EMIR is not

met.

As a result, ESMA concludes that these TC-CCPs cannot continue to be

recognised in the European Union under the currently applicable EMIR regime. As of

the date of application of the withdrawal decisions, these TC-CCPs will no longer be

able to provide services to clearing members and trading venues established in the

EU.

To mitigate the adverse impacts on EU market participants, ESMA will defer the
application of the withdrawal decisions until 30 April 2023.

https://www.esma.europa.eu/press-news/esma-news/esma-withdraw-recognition-decis

ions-six-indian-ccps

12. 欧洲证券与市场管理局就投资公司护照规则征求意见（2022 年 11 月 17 日）

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）正在就《欧盟金

融工具市场指引 II》（MiFID II）第 34 条下的技术标准审查征求意见，涉及在

欧盟范围内提供投资服务的相关规定。

主要修正案建议，对投资公司在持有护照期间所需提供的信息中增加以下内

容：

 公司将在东道国所采用的市场营销方式；

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