Page 621 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

下一步

最终报告考虑了 2022 年 5 月发布的两份公开征求意见稿收到的反馈内容，

ESMA 还征求了证券和市场利益相关者集团的意见。

该指南将于 ESMA 在其网站上以欧盟官方语言发布后生效，并将根据 ESMA

条例第 16（3）条规定推进适用或解释程序。

ESMA Publishes Guidelines on Resolvability and Cooperation Arrangements for

Central Counterparties (2022/11/17)

The The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, has today published two Final Reports including

guidelines on the central counterparties (CCPs) Resolution Regime under the CCP

Recovery and Resolution Regulation (CCPRRR).

The Guidelines on the assessment of resolvability set out common aspects to be

assessed by resolution authorities when evaluating the extent to which a CCP may be

resolved without relying on certain types of external financial support, including

public financial support or central bank assistance.

The Guidelines on the cooperation arrangements specify provisions to be

included in cooperation arrangements that shall be entered into between competent or

resolution authorities and third-country authorities. These arrangements relate to EU

CCPs that provide services to clearing members and clients located in third countries

as well as to third-country CCPs that provide services to clearing members and their

EU-based clients.

Next steps

The Final Reports take into account responses received to the two Public

Consultations published in May 2022. ESMA also sought the advice of the Securities
and Markets Stakeholder Group.

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