Page 555 - 《期货和衍生品行业监管动态》(2022年合集)
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期货和衍生品行业监管动态
ESMA is therefore issuing this Statement to remind firms of relevant MiFID II
requirements as it believes that investment firms may play a role in considering
inflation and inflation risk, both when manufacturing and distributing investment
products and when providing investment services to retail clients. Investment firms
can also help raising clients’ awareness of inflation risk.
Next steps
ESMA and the national competent authorities (NCAs) will continue to monitor
closely financial markets and their participants in the interest safeguarding the
stability of the EU's financial system by enhancing the protection of investors and
promoting stable and orderly financial markets.
https://www.esma.europa.eu/press-news/esma-news/esma-reminds-firms-impact-infla
tion-in-context-investment-services-retail
16. 欧洲监管当局提出关于天然气和核能投资披露的建议案(2022 年 9 月 30 日)
欧洲监管当局(欧洲银行管理局 EBA、欧洲保险和职业养老金管理局 EIOPA
和欧洲证券与市场管理局 ESMA,上述统称为欧洲监管当局 ESAs)向欧盟委员
会(EC)提交了一份监管技术标准(Regulatory Technical Standards,RTS)草案
最终报告,涉及《可持续金融披露条例》(Sustainable Finance Disclosure Regulation,
SFDR)下投资天然气和核能的金融产品投资风险披露。
在修订后的最终版 RTS 草案中,ESAs 提议增加几项具体的披露内容来提高
《欧盟可持续金融分类法》所涵盖的(taxonomy-aligned)天然气和核能经济活
动的透明度。这些披露要求符合《补充气候授权法案》(Complementary Climate
Delegated Act)中的定义,有助于投资者做出更明智的决策。
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