Page 551 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

of nearly $200 million to a single whistleblower, the largest whistleblower award ever
granted under the Dodd-Frank Act by either the CFTC or Securities and Exchange

Commission. With that award and others issued during FY 2022, the total sanctions

ordered in all whistleblower-related enforcement actions surpassed the $3 billion

milestone.

DOE Task Forces

The CFTC also continued to utilize specialized DOE task forces in complex and

developing program areas to ensure consistency, identify best practices, and develop

new approaches and ideas based on lessons learned. These task forces focused on

seven substantive areas: 1) Spoofing and Manipulative Trading; 2) Digital Assets; 3)

Insider Trading and Protection of Confidential Information; 4) Bank Secrecy Act; 5)

Swaps; 6) Corruption; and 7) Romance Scams.

https://www.cftc.gov/PressRoom/PressReleases/8613-22

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