Page 553 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

The consultation paper seeks feedback from market participants on its proposed
guidance, and in particular on the proposals that:

 trading venues should have appropriate communication protocols in place

ensuring communication to members, participants and the public during an

outage;

 NCAs should require trading venues to have arrangements in place to avoid

that an outage affects the closing auction; and

 NCAs should require trading venues, in the cases where an outage prevents

the trading venue from running the closing auction, to ensure that the market

is provided with an official closing price.

The guidance, that ESMA intends to issue in the form of an opinion, will apply

to equity markets and, where applicable, to non-equity instruments.

https://www.esma.europa.eu/press-news/esma-news/esma-consults-guidance-ma
rket-outages

15. 欧洲证券与市场管理局提醒企业在向散户提供投资服务时注意通货膨胀的

影响（2022 年 9 月 27 日）

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）发表声明，提醒

企业在遵循《欧盟金融工具市场指引 II》（MiFID II）的相关要求时考虑通货膨

胀及其风险，以保护投资者的利益。

就像世界其他地区一样，欧盟的通货膨胀率在过去的几个月内已经上升，这

种通货膨胀的增长已经影响到欧盟家庭的日常生活以及他们的储蓄和投资决定。

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