Page 554 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

ESMA 注意到，从保护投资者的角度来看，这种趋势给散户带来了风险，因

为一些散户没有完全意识到通货膨胀和金融市场之间的联系，也可能没有完全了

解他们在做出储蓄和投资决定时应该如何考虑通货膨胀因素。

因此，ESMA 发布这份声明提醒企业注意 MiFID II 的相关要求，ESMA 认

为投资公司在设计和销售投资产品以及向散户提供投资服务时可以在考虑通货

膨胀及其风险方面发挥作用，也可以帮助客户提高对通货膨胀风险的认识。

下一步

ESMA 和各成员国监管机构（NCAs）将继续密切监测金融市场及其参与者，

通过加强对投资者的保护和促进稳定有序的金融市场，来保障欧盟金融体系的稳

定。

ESMA Reminds Firms of the Impact of Inflation in the Context of Investment

Services to Retail Clients (2022/9/27)

The European Securities and Markets Authority (ESMA), the EU’s securities

markets regulator, today publishes a statement reminding firms to consider inflation

and inflation risk when applying relevant MiFID II requirements in the interest of

investor protection.

Over the past months inflation rates have risen in the EU, as in the rest of the

world, and this growth in inflation has impacted households both in their daily lives

and in their investments and investment decisions.

ESMA notes that from an investor protection perspective, this trend poses a risk

for retail investors, as some of them will not fully appreciate the link between

inflation and financial markets and may not fully understand how considerations on
inflation should be factored in when they make saving and investment decisions.

482 回 到 目 录
回 到 首 页