Page 544 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

participation, the CFTC continues its unwavering commitment to a robust
enforcement program ensuring the markets we oversee are open, transparent, fair and

competitive,” said Chairman Rostin Behnam. “This FY 2022 enforcement report

shows the CFTC continues to aggressively police new digital commodity asset

markets with all of its available tools. I personally thank the Enforcement Division’s

hardworking and dedicated leadership team and staff.”

“As evidenced by the FY 2022 enforcement results, whether measured by the

number of new enforcement actions filed or the many hard-fought successful

litigations, the Enforcement Division staff’s dedication to protecting customers,

ensuring the integrity of the markets, and holding market participants and registrants

accountable is unwavering.” said Acting Director of Enforcement Gretchen Lowe.

“The Enforcement Division demonstrated its professionalism, expertise and skill

through the breadth, complexity and importance of the investigations conducted, the
cases filed, and the successes achieved.”

Below are performance highlights from FY 2022. In addition, Addendum A

includes a table summary of the FY 2022 actions; a list of all FY 2022 actions; and a

list of those FY 2022 actions that involved digital asset-related conduct.

Division of Enforcement Performance Highlights

The Division of Enforcement (DOE) FY 2022 performance is reflected in the

enforcement actions it filed and the litigation and cooperative enforcement successes

it achieved.

The CFTC’s 82 enforcement actions included the following, among others:

Digital Asset-Related Actions

In Fiscal Year 2022, the Commission brought 18 actions involving conduct
related to digital assets, representing more than 20% of all actions filed during FY

2022. Through those actions, the Commission charged manipulation of the Digitex
Futures native token; charged a decentralized autonomous organization (DAO);

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