Page 213 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

According to the complaint, Gemini, directly and through the DCM, provided
information to the CFTC concerning Gemini’s trading platform and the Gemini

Bitcoin Auction, and certain statements and information conveyed or omitted by

Gemini were false or misleading with respect to, among other things, facts relevant to

understanding whether the proposed Bitcoin Futures Contract would be readily

susceptible to manipulation. As alleged in the complaint, Gemini personnel knew or

reasonably should have known that such statements were false or misleading.

In performing its market oversight responsibilities, the Commission and its staff

must be able to rely on information submitted by market participants to the

Commission and its staff. Here, as the complaint alleges, the proposed Bitcoin Futures

Contract was significant because it was to be among the first digital asset futures

contracts listed on a designated contract market, and information provided directly

and indirectly by Gemini to the CFTC was important to the CFTC’s work as it sought
to fulfill its statutory mission, including ensuring financial integrity of transactions

subject to the CEA, protecting market participants, deterring and preventing price

manipulation and any other disruptions to market integrity, and promoting responsible

innovation.

https://www.cftc.gov/PressRoom/PressReleases/8540-22

5. 美国商品期货交易委员会工作人员发布关于互换数据错误和相关错误更正通

知表的咨询文件 （2022 年 6 月 10 日）

美国商品期货交易委员会（CFTC）数据部（DOD）发布了一份咨询文件，

提出了当互换交易设施（SEF）、指定合约市场（DCM）或报告交易对手方确定

其无法及时更正互换数据错误时告知工作人员的指示。

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