Page 162 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

以提高我们处理金融不端行为的效率。我们将继续改进执法程序，以维护新加坡

”
作为一个值得信赖的金融中心的声誉，并对金融犯罪和不端行为采取严厉措施。

MAS Reports Strong Enforcement Outcomes and Publishes Updates on Major

Investigations（2022/4/27）

In its latest Enforcement Report published today, the Monetary Authority of

Singapore highlighted the strong enforcement actions taken against financial

institutions (FIs) and individuals for breaches of laws and regulations administered by

MAS. In response to investor and industry feedback, MAS has also introduced a new

section in the report providing updates on ongoing high-profile cases such as Hyflux

Ltd and Noble Group Ltd, as well as embarked on a study on investor recourse for

losses due to market misconduct.

The highlights of the report, covering the period July 2020 to December 2021,
are as follows –

Enforcement outcomes–

● MAS imposed $2.4 million in composition penalties for AML/CFT

control breaches and $150,000 in civil penalties. 20 prohibition orders were

issued against unfit representatives.

● Together with the Attorney-General’s Chambers, MAS successfully

secured the criminal convictions of seven individuals for market misconduct

or related offences.

Enhancing the effectiveness of enforcement–

● MAS introduced enhanced prohibition order powers in the Financial

Services and Markets Bill 2022 in Parliament and consulted on proposals to

strengthen its investigative powers under MAS-administered Acts.

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