Page 23 - 期货和衍生品行业监管动态（2022年12月）

期货和衍生品行业监管动态

CFTC 根据《美国商品交易法》（CEA）第 5h 条和 CFTC 联邦法规第 37.3(b)

条、第 37.3(d)条签发该行政令。在审查了 Tera 的恢复注册申请和相关证明材料

后，CFTC 认定 Tera 已证明其能够遵守《美国商品交易法》和 CFTC 联邦法规中
关于互换执行设施的规定。

该行政令中的条款和条件要求 Tera 必须遵守《美国商品交易法》和 CFTC

联邦法规中关于互换执行设施的所有规定。随着 Tera 注册资格的恢复，将有 21

家互换执行设施在 CFTC 完成注册。

CFTC Grants TeraExchange, LLC Reinstatement of its Swap Execution Facility

Registration (2022/12/6)

The Commodity Futures Trading Commission today announced it has issued an

Order of Reinstatement of Registration to TeraExchange, LLC (Tera) as a swap
execution facility (SEF). Tera, a Delaware corporation and wholly owned subsidiary

of Tera Group, Inc., is headquartered in Wall Township, New Jersey.

The CFTC issued the order under Section 5h of the Commodity Exchange Act

(CEA) and CFTC Regulations 37.3(b) and 37.3(d). After review of Tera’s

reinstatement application and associated exhibits, the CFTC determined Tera

demonstrated its ability to comply with the CEA provisions and CFTC regulations

applicable to SEFs.

The terms and conditions of the order require, among other things, that Tera

comply with all provisions of the CEA and the CFTC’s regulations applicable to SEFs.

With the addition of Tera, there will be 21 SEFs registered with the CFTC.

https://www.cftc.gov/PressRoom/PressReleases/8636-22

7. 美国商品期货交易委员会命令明尼苏达州注册商为在大豆系列期货中的跨品

种、跨日期以及单一品种幌骗行为支付 550,000 美元（2022 年 12 月 12 日）

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