Page 37 - 期货和衍生品行业监管动态(2022年9月)
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期货和衍生品行业监管动态




                        Financial institutions also face increased operational challenges associated with
                   heightened cyber risks and the implementation of sanctions against Russia. The

                   financial system has to date been resilient despite the increasing political and

                   economic uncertainty.


                        In light of the above risks and vulnerabilities, the Joint Committee of the ESAs

                   advises national competent authorities, financial institutions and market participants

                   to take the following policy actions:


                        1. Financial institutions and supervisors should continue to be prepared for a

                   deterioration in asset quality in the financial sector and monitor developments

                   including in assets that benefitted from temporary measures related to the pandemic

                   and those that are particularly vulnerable to a deteriorating economic environment, to

                   inflation as well as to high energy and commodity prices.


                        2. The impact of further increases in policy rates and of potential sudden
                   increases in risk premia on financial institutions and market participants at large

                   should be closely monitored.


                        3. Financial institutions and supervisors should closely monitor the impact of

                   inflation risks.


                        4. Supervisors should continue to monitor risks to retail investors, in particular

                   with regard to products where consumers may not fully realise the extent of the risks

                   involved, such as crypto-assets.


                        5. Financial institutions and supervisors should continue to carefully manage

                   environmental risks and cyber risks to address threats to information security and

                   business continuity.


                   https://www.esma.europa.eu/press-news/esma-news/esas-warn-rising-risks-amid-dete
                   riorating-economic-outlook










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