Page 39 - 期货和衍生品行业监管动态（2022年9月）
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期货和衍生品行业监管动态




                        In its letter, ESMA sets out its high-level assessment concerning the areas where
                   the Commission requested input:


                               Measures to limit excessive volatility (circuit breakers)


                               CCP margins and collateral


                        ESMA also makes a number of further suggestions in the following areas:


                               Commodity clearing thresholds


                               Improving regulatory reporting on commodity derivatives


                               Regulating and supervising commodity traders


                        ESMA and NCAs have been focusing and strengthening their respective market

                   monitoring and surveillance activities on the energy derivatives markets. Close

                   cooperation will continue to counter possible threats to market integrity and ensure
                   that any potential signal of market manipulation is followed up and investigated.


                        Next steps


                        The letter published today comes in response to the formal request from the

                   Commission that ESMA received on 13 September 2022.


                        ESMA stands ready to provide further technical input to EU Institutions to help

                   address the current situation.


                   https://www.esma.europa.eu/press-news/esma-news/esma-responds-eu-commission-r

                   egarding-recent-developments-in-energy-derivatives







                   14. 欧洲证券与市场管理局就中央对手方商业重组计划征求意见（2022 年 9 月

                   22 日）


                        欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）发布了一份征求

                   意见稿，就中央对手方（CCPs）商业重组计划的规则草案公开征求意见。该规




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