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期货和衍生品行业监管动态
和物理威胁(physical threats)造成的服务中断的能力。修订内容考虑到了从应
对新冠疫情和金融业数字化进程中获得的经验教训。
修订版指南就金融机构可以采取哪些措施来更好地管理日益复杂的经营环
境和威胁状况提供了新的见解,以便金融机构持续向其客户提供服务。根据修订
版指南,金融机构应:
a) 采取以服务为中心的方法,及时恢复面向客户的关键业务服务;
b) 确定支持关键业务服务的端到端(end-to-end)依赖关系,并解决任何可
能妨碍有效恢复此类服务的缺口;
c) 加强威胁状况监测和环境扫描,并定期进行审计、测试和业务演习。
MAS 助理常务董事(科技)Vincent Loy 先生表示:“在外部环境日益动荡
和复杂的背景下,新的指南将帮助金融机构在面临威胁和业务中断风险时,采取
灵活、全面的方法来维持其关键业务服务。”
修订版指南采纳了在两轮公开征求意见中收到的反馈。MAS 感谢所有回应
者在制定该指南时提出的宝贵建议。
15. MAS Strengthens Financial Institutions Business Continuity to Address
Evolving Threats (2022/6/6)
The Monetary Authority of Singapore (MAS) today issued revised Guidelines on
Business Continuity Management (BCM) for financial institutions (FIs), to help FIs
strengthen their resilience against service disruptions arising from IT outages,
pandemic outbreaks, cyber-attacks and physical threats. The revisions take into
account learnings from the handling of the COVID-19 pandemic and increased
digitalisation in the financial sector.
The revised Guidelines provide new insights on measures that FIs can take to
better manage the increasingly complex operating environment and threat landscape
to enable the continuous delivery of services to their customers. Under the revised
Guidelines, FIs should:
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