Page 33 - 期货和衍生品行业监管动态（2026年1月）

期货和衍生品行业监管动态

展，是 ESMA 与印度储备银行持续两年深入接触的成果，也彰显了 ESMA 对国

际监管协作及共建安全、有韧性与开放的金融市场的坚定承诺。

下一步

该谅解备忘录，依据《欧盟市场基础设施监管条例》（EMIR）第 25 条的规

定，是 ESMA 认可第三国中央对手方的核心要件；依据此备忘录，在印度设立

并受印度储备银行监管的中央对手方 Clearing Corporation of India Ltd（CCIL），

可根据 EMIR 重新向 ESMA 提交认可申请。

ESMA 也正在与印度证券交易委员会（SEBI）及印度国际金融服务中心管

理局（IFSCA）持续推进磋商，以期达成类似的合作安排。

ESMA Signs Memorandum of Understanding with the Reserve Bank of India

(2026/1/27)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, has signed a Memorandum of Understanding (MoU)

with the Reserve Bank of India (RBI) to facilitate cooperation and exchange of

information for the recognition of central counterparties (CCPs) established in India

and supervised by RBI.

This agreement marks a significant step towards restoring access for EU clearing

members to Indian central counterparties and follows two years of sustained

engagement between ESMA and RBI. It reflects ESMA’s strong commitment to

international supervisory cooperation and mutual support to advance safe, resilient

and open financial markets.

Next steps

The MoU is a key requirement under Article 25 of the European Market

Infrastructure Regulation (EMIR) for the recognition by ESMA of third-country CCPs.

It allows the Clearing Corporation of India Ltd (CCIL), a CCP established in India

and supervised by RBI, to re-apply for recognition under EMIR.

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