Page 32 - 期货和衍生品行业监管动态(2025年9月)
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期货和衍生品行业监管动态




                   to June 12 and then Oct. 1, but this further extension will provide time to complete a

                   substantive review of Form PF in accordance with a Presidential Memorandum and

                   take any further appropriate actions, which may include proposing new amendments

                   to Form PF.


                   https://www.cftc.gov/PressRoom/PressReleases/9126-25






                   12. 美国商品期货交易委员会工作人员延长对特定一揽子交易豁免执行成交要



                   求的不行动立场(2025 年 9 月 22 日)


                        美国商品期货交易委员会市场监管部延长了第22-15号函中关于一揽子交易

                   的不行动立场。此类一揽子交易中至少有一笔单独的互换交易应遵守《美国商品

                   交易法》第 2(h)(8)条的交易执行成交要求,且其他所有组成部分均为期货合约


                   (MAT/Futures 一揽子交易)。


                        此次延期使市场监管部能继续评估对此类一揽子交易中互换交易的合理反

                   馈。

                   CFTC Staff Extends No-Action Position for Certain Package Transactions from


                   the Trade Execution Requirement for Swaps (2025/9/22)


                        The Commodity Futures Trading Commission’s Division of Market Oversight

                   today extended its no-action positions in CFTC Letter No. 22-15 regarding swaps

                   executed as part of package transactions where at least one individual swap

                   component is subject to the trade execution requirement under Commodity Exchange

                   Act Section 2(h)(8), and all other components are futures contracts (MAT/Futures

                   Package Transactions).


                        This extension enables DMO to continue considering the appropriate response

                   for swap components of these types of package transactions.


                   https://www.cftc.gov/PressRoom/PressReleases/9129-25


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