Page 49 - 期货和衍生品行业监管动态（2025年2月刊）

期货和衍生品行业监管动态

为提升协同效应、确保监管一致性并优化资源配置，ESAs 自 2024 年 10 月

起设立由联合主任领导的《数字运营韧性法案》联合监管功能。该功能将通过跨

行业整合方式开展日常监管工作。

下一步

为明确市场预期、指定流程以及 ESAs 的监管方法，ESAs 计划于 2025 年第

二季度举办信息通信技术第三方服务提供商线上研讨会。具体日期将适时公布。

The ESAs Provide a Roadmap Towards the Designation of CTTPs under DORA

(2025/2/18)

The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) are

advancing in the implementation of the pan-European oversight framework of critical

ICT third-party service providers (CTPPs) with the objective to designate the CTPPs

and to start the oversight engagement this year.

CTPP designation and engagement

To designate the CTPPs in 2025, the ESAs will perform the following steps:

 Collection of the Registers of Information: Competent Authorities are
required to submit to the ESAs, by 30 April 2025, the Registers of

Information on ICT third-party arrangements they received from financial

entities.

 Criticality assessments: The ESAs will perform the criticality assessments

mandated by DORA and notify ICT third-party service providers of their

classification as critical by July 2025. This notification will start a six-week

period during which ICT third-party service providers may object to the

assessment with a reasoned statement and relevant supporting information.

 Final Designation: After the six-week period, the ESAs will designate

CTPPs and start oversight engagement with them.

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