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期货和衍生品行业监管动态

risk management framework of the financial entities and will be used by competent

authorities and ESAs in the context of supervising financial entities’ compliance with

DORA and to designate critical ICT third-party service providers that will be subject

to the DORA oversight regime.

Legal basis and Background

These final draft technical standards have been developed in accordance with

Articles 15, 16(3), 18(3), 28(9) and 28(10) of DORA (Regulation (EU) 2022/2554).

The public consultation on the draft technical standards took place from 19 June to 11

September 2023. The ESAs received more than 420 responses from market

participants, including a joint response from ESAs’ stakeholder groups. The public

consultation feedback led to specific changes to the technical standards, including

ensuring simplification and streamlining of the requirements, greater proportionality

and addressing sector-specific concerns.

Next steps

The final draft technical standards have been submitted to the European

Commission, who will now start working on their review with the objective to adopt

these first standards in the coming months.

https://www.esma.europa.eu/press-news/esma-news/esas-publish-first-set-rules-under-

dora-ict-and-third-party-risk-management

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