Page 41 - 期货和衍生品行业监管动态（2024年1月）

期货和衍生品行业监管动态

场参与者超过 420 份的回复，包括欧盟监管当局利益相关者团体的联合回复。公

众反馈意见促成了技术标准的具体修改，包括确保简化和精简要求、加强比例原

则和解决特定行业的问题。

下一步工作

技术标准的最终草案已提交欧盟委员会（European Commission），欧盟委员

会将开始对其进行审查，这些首批标准将在未来几个月内被通过。

ESAs Publish First Set of Rules under DORA for ICT and Third-party Risk

Management and Incident Classification (2024/1/17)

The three European Supervisory Authorities (EBA, EIOPA and ESMA – the

ESAs) published today the first set of final draft technical standards under the

DORA aimed at enhancing the digital operational resilience of the EU financial

sector by strengthening financial entities’ Information and Communication

Technology (ICT) and third-party risk management and incident reporting

frameworks.

The joint final draft technical standards include:

● Regulatory Technical Standards (RTS) on ICT risk management framework
and on simplified ICT risk management framework;

● RTS on criteria for the classification of ICT-related incidents;

● RTS to specify the policy on ICT services supporting critical or important

functions provided by ICT third-party service providers (TPPs); and

● Implementing Technical Standards (ITS) to establish the templates for the

register of information.

RTS on ICT risk management framework and on simplified ICT risk

management framework

The draft RTS on ICT risk management framework identify further elements

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