Page 9 - 期货和衍生品行业监管动态(2023年12月刊)
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期货和衍生品行业监管动态
SFC’s Enhanced Position Limit Regime to Take Effect (2023/12/19) ..................... 43
20. 香港证券及期货事务监察委员会与中国证监会举行高层执法合作会议和联合
培训(2023 年 11 月 27 日) ............................................................................................... 45
SFC and CSRC Hold High-level Enforcement Cooperation Meeting and Joint
Training (2023/11/27) ........................................................................................................... 46
21. 香港证券及期货事务监察委员会在其《季度报告》中强调监管工作重点及市
场数据要求(2023 年 12 月 7 日)..................................................................................... 47
SFC Highlights Key Regulatory Work and Market Data in Quarterly Report
(2023/12/7) ............................................................................................................................. 49
22. 香港证券及期货事务监察委员会与中国国家外汇管理局高层在北京会面
(2023 年 12 月 15 日) ...................................................................................................... 51
SFC and State Administration of Foreign Exchange Top Management Meet in
Beijing (2023/12/15) ............................................................................................................. 51
境内资讯 .............................................................................................................................. 52
法律法规 Laws and Regulations ................................................................................. 52
1. 交通运输部 中国人民银行 国家金融监督管理总局 中国证券监督管理委员会
国家外汇管理局关于加快推进现代航运服务业高质量发展的指导意见(2023 年 12 月
13 日) .................................................................................................................................. 52
Guiding Opinions of the Ministry of Transport of the People’s Republic of China,
the People’s Bank of China, the National Administration of Financial Regulation, the
China Securities Regulatory Commission and the State Administration of Foreign
Exchange on Accelerating the High-quality Development of the Modern Shipping
Service Industry (2023/12/13) ............................................................................................. 52
交易所 Exchange .......................................................................................................... 53
2. 深圳证券交易所关于发布《深圳证券交易所股票期权试点做市商业务指南