Page 7 - 期货和衍生品行业监管动态（2023年12月刊）

期货和衍生品行业监管动态

公告（2023 年 12 月 18 日） .............................................................................................. 11

CFTC Divisions Issue Staff Advisory on Affiliations Among CFTC-Regulated

Entities (2023/12/18)............................................................................................................. 12

7. 美国商品期货交易委员会通过两项规则草案及一项衍生品清算机构申请（2023

年 12 月 18 日） ................................................................................................................... 13

CFTC Approves Two Proposals and a DCO Application (2023/12/18) ................. 14

8. 美国联邦法院对 Binance 及其前首席执行官 Zhao 下达命令，终结美国商品期

货交易委员会执法行动（2023 年 12 月 18 日） ............................................................... 16

Federal Court Enters Order Against Binance and Former CEO, Zhao, Concluding

CFTC Enforcement Action (2023/12/18) ........................................................................... 17

境外资讯——欧盟 .............................................................................................................. 20

9. 欧元无风险利率工作组结束工作（2023 年 12 月 4 日）................................... 20

The Euro Risk-Free Rates Working Group Concludes Its Work (2023/12/4) ....... 20

10. 欧盟监管当局发布金融可持续性披露修正案（2023 年 12 月 4 日）............. 21

ESAs Put Forward Amendments to Sustainability Disclosures for the Financial

Sector (2023/12/4) ................................................................................................................. 22

11. 欧盟监管当局就与适当性评估相关的信息交换制度联合指引向公众第二次征

求意见（2023 年 12 月 7 日） ............................................................................................ 23

ESAs Launch Second Public Consultation on Joint Guidelines on the System for

the Exchange of Information Relevant to Fit and Proper Assessments (2023/12/7) ...... 24

12. 欧盟监管当局建议采取措施改善欧洲经济区创新促进活动（2023 年 12 月 11

日） ....................................................................................................................................... 25

ESAs Recommend Steps to Improve Activities of Innovation Facilitators Across the

European Economic Area (2023/12/11) .............................................................................. 27