Page 11 - 期货和衍生品行业监管动态(2023年12月刊)
P. 11

期货和衍生品行业监管动态




                        月 8 日) ............................................................................................................................... 54


                             Announcement of Shanghai Futures Exchange on Investigation and Penalties for

                        Violations of Relevant Rules and Regulations in November 2023 (2023/12/8) ............... 55


                             9.  上海国际能源交易中心关于 2023 年 11 月查处违法违规行为情况的公告(2023

                        年 12 月 8 日) ..................................................................................................................... 55


                             Announcement of Shanghai International Energy Exchange on Investigation and

                        Penalties  for  Violations  of  Relevant  Rules  and  Regulations  for  November  2023

                        (2023/12/8) ............................................................................................................................. 55


                             10.  中国金融期货交易所关于 2023 年 11 月采取自律监管措施情况的公告(2023

                        年 12 月 8 日) ..................................................................................................................... 55



                             Announcement  of  the  China  Financial  Futures  Exchange  on  Self-regulatory

                        Actions for November 2023 (2023/12/8) ............................................................................. 55


                             11.  中国外汇交易中心关于继续免除中小微企业外汇衍生品交易相关银行间外汇

                        市场交易手续费的通知(2023 年 12 月 12 日) ............................................................... 55


                             Notice of the China Foreign Exchange Trading System on Continuing to Exempt

                        Interbank Foreign Exchange Market Transaction Fees Related to Foreign Exchange

                        Derivatives  Transactions  by  Medium,  Small  and  Micro-sized  Enterprises

                        (2023/12/12) ........................................................................................................................... 55


                             12.  中国银行间市场交易商协会关于发布《中国碳衍生产品交易定义文件(2023

                        年版)》的公告(2023 年 12 月 18 日)........................................................................... 56


                             Announcement  of  the  National  Association  of  Financial  Market  Institutional

                        Investors on the Publication of the  China Carbon Derivatives Transactions Definition

                        Documents (2023 Version) (2023/12/18) .............................................................................. 56


                           行业协会  Association ................................................................................................... 56


                             13.  中国期货业协会公布《中国期货业协会章程(2023 年修订)》(2023 年 11 月
   6   7   8   9   10   11   12   13   14   15   16