Page 58 - 期货和衍生品行业监管动态(2023年12月刊)
P. 58

期货和衍生品行业监管动态




                   上新台阶,迈向新阶段,携手保护两地投资者的合法权益,共同维护两地资本市

                   场的健康发展。”


                   SFC  and  CSRC  Hold  High-level  Enforcement  Cooperation  Meeting  and  Joint

                   Training (2023/11/27)


                        The  Securities  and  Futures  Commission  (SFC)  and  the  China  Securities

                   Regulatory Commission (CSRC) recently held their 15th regular high-level meeting on

                   enforcement cooperation and a three-day joint training event at Chengdu. This was the

                   first  in-person meeting  between the current enforcement heads  of the SFC and the

                   CSRC and the first in-person joint training between the two enforcement units since the

                   COVID pandemic.


                        In addition to exchanging views on enforcement priorities, trends and progress and

                   taking stock of successful outcomes in enforcement cooperation this year, the parties


                   also  conducted  thorough  discussions  on  enhancing  coordination  and  cooperation
                   mechanisms  to  more  effectively  combat  cross-boundary  securities  crimes  and


                   misconduct.


                        A number of key issues relating to cross-boundary enforcement cooperation were

                   discussed, including:


                         sharing of investigation progress on important cases involving cross-boundary

                           investigatory assistance with a view to facilitating cooperation; and


                         sharing of experience in anti-money laundering related work.


                        At the same time, senior representatives of the SFC, the CSRC, the Mainland

                   Economic Crime Investigation Department of the Ministry of Public Security (ECID)

                   and the Commercial Crime Bureau of the Hong Kong Police Force (CCB) also met to

                   exchange views on strengthening law enforcement cooperation against securities and

                   economic crimes in accordance with their respective legal remits.


                        The three-day joint training event was enthusiastically attended by more than 50


                                                                46
   53   54   55   56   57   58   59   60   61   62   63