Page 19 - 期货和衍生品行业监管动态（2023年10月刊）

期货和衍生品行业监管动态

The report was drafted with input from a taskforce formed by FIA in March 2023

consisting of subject matter experts and business leaders of the exchange-traded and

cleared derivatives industry, including members from exchanges, clearinghouses,

clearing firms, vendors, and end users.

The decision to form a taskforce was taken in response to a significant disruption

in the processing of trades executed on multiple exchanges around the world triggered

by a ransomware attack on a single third-party service provider.

In drafting this report, FIA recognized that there are already many existing public

and private groups aimed at addressing cyber risks through regulatory requirements,

best practices, and preparedness exercises. Additionally, many market participants

already have well-developed policies for cybersecurity, third-party risk management,

and resiliency.

This report therefore focuses primarily on the operational resilience and recovery
issues raised by this ransomware attack. In particular, the report focuses on steps that

firms in the exchange-traded and cleared derivatives industry can take to increase

coordination and information sharing in all aspects of operational resilience.

“FIA thanks the members of the Taskforce for their engagement on this important

initiative and their willingness to come together to share information,” stated Don

Byron, Head of Global Industry Operations & Execution, FIA. “We received terrific

feedback from all areas of the industry that helped us to develop some highly targeted

and relevant recommendations. We believe this report will provide a framework for

collaboration that will strengthen the industry’s ability to respond to future attacks. ”

https://www.fia.org/fia/articles/fia-issues-recommendations-strengthening-cyber-

resilience

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