Page 30 - 期货和衍生品行业监管动态（2023年6月刊）

期货和衍生品行业监管动态

过程中面临的挑战；

 更好地了解投资者对于可持续性因素纳入投资建议和投资组合管理服
务的经历和反应；

 收集向零售客户提供可持续性投资产品和服务方面相关主要趋势的信

息、观点和数据。

在对投资公司的可持续性要求被纳入 MifID II 后，ESMA 已经更新了适当性

和产品管理要求的指引。

下一步

ESMA 将与各成员国监管机构（NCAs）一起评估这次证据征集的反馈，并

继续监控公司对 MifID II，包括相关 ESMA 指引，在适当性和产品管理方面要求

的适用情况。

ESMA Launches Call for Evidence on Sustainability in Suitability and Product

Governance（2023/6/16）

The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, launched today a Call for Evidence (CfE) on

integrating sustainability preferences into suitability assessment and product

governance arrangements under the Markets in Financial Instruments Directive (MiFID)

II.

The objective of this Call for Evidence (CfE) is to gather industry feedback that

will help better understand the evolution of the market and provide answers as to how

firms apply the new MiFID rules on sustainability.

In particular, the CfE aims to help ESMA:

 develop a better understanding of how MiFID II requirements are being

implemented and applied by firms across the Union and the challenges firms

face in their application;

 gain a better understanding of investor experience and reactions to the

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