Page 32 - 期货和衍生品行业监管动态（2023年6月刊）

期货和衍生品行业监管动态

最终报告考虑了对 2022 年 5 月发布的两次公开征求意见的反馈。ESMA 也

征求了证券和市场利益相关方团体的意见。

指南将在 ESMA 官网上以欧盟相关官方语言发布后生效。

[1] EUR-Lex - 32023R1193 - EN - EUR-Lex (europa.eu)

[2] EUR-Lex - 32023R1192 - EN - EUR-Lex (europa.eu)

ESMA Publishes Guidelines on Templates for Summary Resolution Plans and for

Written Arrangements for Resolution Colleges（2023/6/23）

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, has today published two Final Reports including

guidelines on the central counterparties (CCPs) Resolution Regime under the CCP

Recovery and Resolution Regulation (CCPRRR). This publication follows that of the

Commission Delegated Regulations 2023/1193 on the content of resolution plans[1]

and 2023/1192 on resolution colleges[2].

The Guidelines on the template written arrangements for resolution colleges will

assist National Competent Authorities (NCAs) in the creation of the resolution colleges,
and also ensure a smooth process to both establish and review the resolution college

agreement.

The Guidelines on the template summary resolution plans provide resolution

authorities with guidance as to the type of information that should be included in the

summary (and a template of the summary) that would be shared with the CCP .

Next steps

The Final Reports take into account responses received to the two Public

Consultations published in May 2022. ESMA also sought the advice of the Securities

and Markets Stakeholder Group.

The Guidelines will apply following their publication by ESMA on its website in

the relevant official languages of the European Union.

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