Page 733 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

报告说明包含根据修订的技术标准和验证规则更新或新开发的 EMIR XML

信息。一个完全标准化的报告格式将消除因数据不一致而产生差异的风险。ISO

20022 XML 中的端到端报告有望进一步提高数据质量和一致性并降低数据完整

性风险，方式是减少对数据清洗/标准化的需求，并基于《欧洲市场基础设施监

管条例》重修规范所提出的变化，促进其用于各类监管和/或经济分析。所实现

的架构集旨在保证数据报告的向后兼容性。

下一步

最终报告包含对 2021 年 7 月发布的征求意见稿中所收到的反馈意见的详细

评估。ESMA 将继续与市场参与者沟通，以澄清任何仍然存在的疑问，并促进向

EMIR REFIT 项下报告要求的平稳过渡。该指南将被翻译成所有欧盟语言并出版。

指南将于 2024 年 4 月 29 日开始实施。

ESMA Publishes Guidelines and Technical Documentation on Reporting Under

EMIR REFIT (2022/12/20)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, is clarifying the legal provisions on reporting and

data management under the amended EMIR rules and providing practical guidance on

their implementation.

The Guidelines published today will further enhance the harmonisation and

standardisation of reporting under EMIR contributing to the high quality of data

necessary for the effective monitoring of the systemic risk. Furthermore, increased

harmonisation and standardisation of reporting allows to contain the costs along the
complete reporting chain - the counterparties that report the data, the TRs which put

in place the procedures to verify the completeness and correctness of data, and the

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