Page 731 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, has today issued a positive Opinion on the

European Commission’s (EC) review of the regulatory technical standards – RTS 1

equity and RTS 2 non-equity transparency – on pre-trade and post-trade transparency

requirements under the Markets in Financial Instruments Regulation (MiFIR).

This review will contribute to establishing a clearer transparency regime as it

introduces amendments and technical adjustments aimed at improving the quality of

the transparency information to be published and ultimately improving data

aggregation.

The general objective of the reviewed RTS 1 and 2 is to clarify and improve the

pre- and post-trade transparency regime for equity and non-equity instruments, in

particular in view of the establishment of a consolidated tape.

Next steps

The Opinion is submitted officially to the EC who will have three months to

endorse the reviewed RTS. A second review of RTS 1 and RTS 2 is planned after the

end of the on-going dialogue on the MiFIR review by co-legislators.

https://www.esma.europa.eu/press-news/esma-news/esma-issues-positive-opinion-am

ended-rts-1-and-2

19. 欧洲证券与市场管理局发布关于《欧洲市场基础设施监管条例》重修规范项

下有关报告的指南和技术文件（2022 年 12 月 20 日）

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）正在阐明《欧洲

市场基础设施监管条例》（EMIR）修订规则中关于报告和数据管理的法律规定，

并为其实施提供操作指南。

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