Page 725 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

In the consultation also published today, ESMA is seeking stakeholder views on
proposed changes to the RTS on authorisation and registration. The objective is to

safeguard equal treatment between EU and non-EU Benchmarks administrators by

aligning the information requested in applications from EU administrators with the

information requested in recognition applications from non-EU administrators.

Next steps

The draft RTS on recognition are sent to the European Commission (EC) for

endorsement in the form of a Commission Delegated Regulation. Following the

endorsement by the EC, the Commission Delegated Regulation will then be subject to

the non-objection of the European Parliament and of the Council.

ESMA will consider the responses to its consultation before submitting the draft

RTS on authorisation and registration to the European Commission for adoption. The

closing date for responses from stakeholders is 31 January 2023.

https://www.esma.europa.eu/press-news/esma-news/esma-amends-and-consults-stand

ards-benchmark-administrator-applications

16. 欧洲证券与市场管理局对投资公司跨境活动监管提供指引（2022 年 12 月 14

日）

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）发布了一份监管

简报，以确保欧盟（EU）对投资公司跨境活动的监管统一。

欧盟内的服务自由供给依赖于母国监管机构的监管以及母国与东道国监管

者的合作。为此，简报包括以下几方面内容：

 对有跨境计划的公司的批准；

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