Page 59 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

境内资讯

 法律与监管 Laws and Regulations

1. 中国证监会就《关于证券违法行为人财产优先用于承担民事赔偿责任有关事

项的规定(草案)》公开征求意见（2022 年 3 月 11 日）

为了践行以人民为中心的发展思想，落实民事赔偿责任优先原则，切实保护

投资者合法权益，中国证监会、财政部联合研究起草了《关于证券违法行为人财

产优先用于承担民事赔偿责任有关事项的规定(草案)》，明确了违法行为人所缴

纳的行政罚没款用于承担民事赔偿责任的具体工作机制，主要包括申请主体、申

请期限、申请金额和办理流程等内容。意见反馈截止时间为 2022 年 4 月 10 日。

The China Securities Regulatory Commission (“CSRC”) Seeks Public Opinion

on The Provisions on Matters Concerning the Preferential Use of Securities Law

Violators' Property for Bearing Civil Compensation Liability (Draft)（2022/3/11）

To practice the people-centered development ideals, to solidify the principle on

the prioritization of civil-compensation liabilities, and to protect the lawful rights of

the investors, CSRC and the Ministry of Finance of the PRC jointly researched and

drafted The Provisions on Matters Concerning the Preferential Use of Securities Law

Violators' Property for Bearing Civil Compensation Liability (Draft) (the

“Provisions”). The Provisions clearifies the mechanism under which a Securities Law

violator’s administrative money penalty will be used for compensations of civil

liabilities, and addresses the matters of applicant, application deadline, application

amount, and application procedures. The consultation shall remain open until April

10th, 2022.

http://www.csrc.gov.cn/csrc/c101981/c2053432/content.shtml

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