Page 402 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

‘Our new simplified risk warnings are designed to help consumers better
understand the risks, albeit firms have a significant role to play too. Where we see

products being marketed that don’t contain the right risk warnings or are unclear,

unfair or misleading, we will act.

‘This is even more important now because increases in the cost of living could

prompt people to chase higher investment returns which may prove risky.'

The FCA has also launched a consultation which could see Long Term Asset

Funds (LTAFs) marketed to a wider group of retail investors and schemes in future.

The proposals out for consideration would provide access to non-traditional

investments, which consumers might use to diversify their portfolio and for

potentially higher returns, while still offering strong consumer protection. The FCA is

inviting feedback on this by 10th October 2022 and will confirm its final rules early
next year.

Notes to editors

1. Enabling consumers to help themselves is a key commitment in our

new three-year strategy. Strengthening our financial promotions rules for

high-risk investments will help ensure consumers have access to high-quality

information and to understand the risks of their investments.

2. There will be an implementation period of four months for our main risk

warning proposals. All other rules have an implementation period of six months

before they come into effect.

https://www.fca.org.uk/news/press-releases/fca-clamps-down-marketing-high-risk-inv

estments-consumers

16. 英国金融行为监管局确认新规则以改进对指定代表的监督（2022 年 8 月 3

日）

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