Page 263 - 《期货和衍生品行业监管动态》(2022年合集)
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期货和衍生品行业监管动态




                   update to the list of Financial Services Providers (FSP List) (Note 1) under the
                   over-the-counter (OTC) derivatives clearing regime.


                        Having considered the market feedback, the HKMA and SFC will proceed with

                   the proposed changes to the FSP List as set out in the joint consultation paper (Note 2).

                   The consultation conclusions paper and the updated FSP List can be downloaded from

                   the websites of the HKMA and SFC (Note 3).


                        Notes:


                                1. The FSP List includes entities that meet the following two criteria –


                          (a)   They belong to a group of companies appearing on the list of global

                          systemically important banks published by the Financial Stability Board, or on

                          the list of dealer groups which undertook to the OTC Derivatives Supervisors

                          Group to work collaboratively with central counterparties, infrastructure
                          providers and global supervisors to make structural improvements to the

                          global OTC derivatives markets; and


                          (b)   They are clearing members of the largest central counterparties offering

                          clearing for interest rate swaps in the United States, Europe, Japan and Hong

                          Kong.


                                2. See the April 2022 joint consultation paper on the annual update to

                           the FSP List.


                                3. The updated FSP List will be gazetted during the fourth quarter of

                           2022 for implementation on 1 January 2023.


                   https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?

                   refNo=22PR38














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