Page 261 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

video message from Mr Lui, Mr Alder and Ms Leung which is also available
on the SFC’s Facebook and LinkedIn pages. As an environmentally friendly

measure, the SFC has for the first time published this year’s Annual Report

in a digital version only.

Notes:

1. Subject to the market’s readiness, the new regime will be

implemented tentatively in the fourth quarter of 2022 at the earliest.

2. “Ramp and dump” schemes are a form of stock market manipulation:

fraudsters “ramp” up the price of a stock, use social media to lure unwary

investors to buy at an artificially high price and then sell or “dump” the stock

to take profits causing the price to collapse.

3. The steering group is co-chaired by Mr Alder and Mr Eddie Yue, the
Chief Executive of the Hong Kong Monetary Authority, and also includes

representatives from the Environment Bureau, Financial Services and the

Treasury Bureau, Hong Kong Exchanges and Clearing Limited, Insurance

Authority and Mandatory Provident Fund Schemes Authority.

4. A web-based platform for SFC electronic forms and online

submission services launched in January 2019.

5. The report covers the period from 1 April 2021 to 31 March 2022.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?

refNo=22PR40

21. 对场外衍生工具监管制度下的金融服务提供者的名单进行年度更新 （2022

年 6 月 23 日）

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