Page 258 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

2. “唱高散货”骗局是操纵股票市场的手法之一：骗徒将某只股票的

价格人为地推高，并利用社交媒体诱使不虞有诈的投资者以高价买入，

然后沽出或抛售该股票套利，以致股价大跌。

3. 督导小组由欧达礼先生及香港金融管理局总裁余伟文先生担任

联席主席，成员包括环境局、财经事务及库务局、香港交易及结算所有

限公司、保险业监管局以及强制性公积金计划管理局的代表。

4. WINGS 是 SFC 于 2019 年 1 月推出的汇集电子表格及线上资料

提交服务的网上平台。

5. 该报告涵盖的期间由 2021 年 4 月 1 日起至 2022 年 3 月 31 日止。

SFC Publishes Annual Report 2021-22 (2022/6/22)

The Securities and Futures Commission (SFC) today published its Annual

Report 2021-22 which sets out its priorities for upholding market integrity and

strengthening Hong Kong’s status as a premier international financial centre amidst a

fast-changing environment.

During the year, the SFC concluded a consultation on conduct requirements for

bookbuilding and placing activities to help ensure that capital market transactions in

Hong Kong are fair and orderly. It also issued consultation conclusions on proposals

to put top-level trustees and custodians of SFC-authorised collective investment

schemes under its direct supervision as a new Type 13 regulated activity and on the

proposed investor identification and over-the-counter securities transactions reporting

regimes which will enable more timely surveillance of the securities market (Note 1).

Combating investment fraud and scams on online platforms remained an SFC

enforcement priority. The SFC traced the operators of ramp and dump schemes (Note
2) and dissolved their networks. It also strengthened its collaboration with local and

回 到 首 页 221 回 到 目 录