Page 22 - 《期货和衍生品行业监管动态》(2022年合集)
P. 22
期货和衍生品行业监管动态
接接入交易服务(2022 年 3 月 30 日)
CFTC 公布同意其已向 FEX Global Pty Ltd(FGL)签发注册令。该公司是一
家总部设在澳大利亚悉尼的外国交易场所(Foregin Board of Trade, FBOT),经
许可开展能源、商品和环境等金融衍生产品交易。
根据 CFTC 的注册令,FGL 的会员和其他美国参与者可以直接将订单输入
交易撮合系统(trade matching system)。FGL 符合 CFTC 对 FBOT 的注册要求,
其具备公认、有组织的交易所的特点,受其母国监管机构的全面监管,与 CFTC
对指定合约市场的监管方式相当。
包括 FGL,目前有 24 家 FBOTs 在 CFTC 完成注册。
CFTC Issues Order of Registration to FEX Global Pty Ltd to Permit Trading by
Direct Access from the U.S.(2022/3/30)
The Commodity Futures Trading Commission today announced that it has issued
an Order of Registration to FEX Global Pty Ltd (FGL), a Sydney, Australia-based
Foreign Board of Trade (FBOT) licensed to operate markets in energy, commodity,
and environmental derivative products.
Under the order, FGL’s members and other U.S. participants may enter orders
directly into its trade matching system. FGL satisfied CFTC requirements for FBOT
registration by demonstrating, among other things, that it possesses the attributes of an
established, organized exchange. It is subject to comprehensive oversight by its home
country regulator whose supervision is comparable to that which the CFTC applies in
its oversight of designated contract markets.
With the addition of FGL, there are 24 FBOTs currently registered with the
CFTC.
https://www.cftc.gov/PressRoom/PressReleases/8509-22
回 到 首 页 9 回 到 目 录